MS
CFA
MS
CFA

Michael John Swallow

26 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
78 advisors
Number of Clients
2,658 clients
Average Client Portfolio
$3.9M average
Assets Under Management
$10.5B

Fee Structure

Minimum Investment:$10K
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Location

5959 Rockside Woods Blvd N, Suite 600, Cleveland, OH, 44131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mike owns vacation rental properties through Patriot Family WY, LLC, and is compensated based on rentals. This activity takes a few hours per week.

Employment History
Current Registrations
CBIZ Investment Advisory Services, LLC
August 2017 - Present · 8 yrs 6 mos
CBIZ Retirement Plan Advisory Services
August 2000 - Present · 25 yrs 6 mos
Previous Registrations
CBIZ Wealth Management, LLC
May 2010 - April 2011 · 11 mos
CBIZ Financial Solutions, INC.Broker
November 2005 - December 2021 · 16 yrs 1 mo
Gallery Asset Management
May 2000 - February 2005 · 4 yrs 9 mos
Mid Atlantic Capital CorporationBroker
November 1999 - November 2005 · 6 yrs
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.