Scott Conroy is a registered investment advisor, based in Omaha, NE, with 24 years of industry experience.
Location
14600 Branch St., Omaha, NE, 68154
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott is an Investment Advisory Representative at CWM, LLC DBA Carson Wealth Management Group, Carson Group Partners and Carson Group, an SEC registered investment advisory firm. This takes about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
May 2017 - Present · 9 yrs 4 mos
Cetera Wealth Services, LLCBroker
May 2017 - Present · 9 yrs 4 mos
Cwm, LLC
April 2017 - Present · 9 yrs 5 mos
Previous Registrations
LPL Financial LLC
March 2012 - March 2017 · 5 yrs
LPL Financial LLCBroker
March 2012 - March 2017 · 5 yrs
TD Ameritrade, INC.
May 2007 - May 2011 · 4 yrs
TD Ameritrade, INC.Broker
March 2001 - May 2011 · 10 yrs 2 mos
State Registrations2 states
CANE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.