Patrick Rumley is a ChFC-designated registered investment advisor, based in Anchorage, AK, with 26 years of industry experience.
Location
3003 Minnesota Drive, Suite 304, Anchorage, AK, 99503
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick is involved in several outside business activities, including serving on the finance and pastoral councils for St. Patrick's Parish and as president of the Foundation of the ARC of Anchorage. He also owns Rumley Financial Services, LLC, through which he provides financial planning services and sells insurance products, dedicating more than full-time hours to these activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America, INC.Broker
Securities America Advisors, INC.
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.