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Christopher Smith

26 Years of Experience
Decatur, AL
Broker

Christopher Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Decatur, AL, with 26 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

24 Lee St. N.E., Suite 107, Decatur, AL, 35601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 7 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 7 mos
Previous Registrations
Avantax Advisory Services
July 2025 - September 2025 · 2 mos
Avantax Investment Services, INC.Broker
July 2025 - September 2025 · 2 mos
Raymond James & Associates, INC.Broker
February 2015 - July 2025 · 10 yrs 5 mos
Raymond James & Associates, INC.
February 2015 - July 2025 · 10 yrs 5 mos
Morgan Stanley
June 2009 - February 2015 · 5 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2015 · 5 yrs 8 mos
Citigroup Global Markets INC.
December 2007 - June 2009 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
A. G. Edwards & Sons, INC.
July 2005 - December 2007 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
January 2000 - December 2007 · 7 yrs 11 mos
State Registrations7 states
ALFLGAMDNCPATN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Smith - Financial Advisor | TrueAdvisor