Brian Garcia is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
100 North Tampa Street, Suite 3000, Tampa, FL, 33602
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2006 - March 2017 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
September 2006 - March 2017 · 10 yrs 6 mos
Banc of America Investment Services, INC.Broker
March 2003 - September 2006 · 3 yrs 6 mos
Banc of America Investment Services, INC.
March 2003 - September 2006 · 3 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 1999 - March 2003 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - March 2003 · 3 yrs 4 mos
State Registrations28 states
ALARAZCACOCTDCDEFLGAILINKSKYMAMDMINCNJNYOHPAPRSCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.