Laura Sithens is a registered investment advisor, based in Roswell, GA, with 20 years of industry experience.
Location
1025 Old Roswell Road, Suite 104, Roswell, GA, 30076
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Laura works as a Relationship Manager/IAR for Merit Financial Group, dedicating full-time hours to serving clients. This activity is investment-related and occurs at a registered location.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
LPL Financial LLCBroker
March 2017 - August 2024 · 7 yrs 5 mos
Atlanta Capital Group
September 2013 - March 2015 · 1 yr 6 mos
Pfm Capital Holdings, LLC
February 2013 - December 2013 · 10 mos
Pfm Capital Management LLC
October 2006 - March 2013 · 6 yrs 5 mos
E*trade Securities, IncorporatedBroker
November 2000 - August 2002 · 1 yr 9 mos
State Registrations1 state
GA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.