William Powers
William Powers is a registered investment advisor at Cetera Investment Advisers LLC, based in Dayton, KY, with 26 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Dayton, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an insurance agent for Catholic Order of Foresters, Insurance Services of Northern Ky, and Avantax Insurance Agency LLC, selling life insurance, fixed annuities, and property casualty insurance. He also owns Wm. Powers & Company, PSC, providing accounting services and tax preparation, and Grand Financial Group, LLC, which includes Avantax investment & advisory business, QuickBooks consulting, property & casualty insurance sales, and rental real estate investment; these activities take about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Securities America Advisors, INC.
Securities America, INC.Broker
H.D. Vest Investment ServicesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.