Joseph Young is a registered investment advisor at 34 Financial, LLC, based in Atlanta, GA, with 25 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 90 clients with $100M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
90 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$101.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$12,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2827 Peachtree Rd, Suite 620, Atlanta, GA, 30305
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2022Settled
Customer Dispute
November 2011Settled
Customer Dispute
September 2007Denied
Employment History
Current Registrations
34 Financial, LLC
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Mercer Global Advisors INC.
July 2022 - April 2023 · 9 mos
Arkadios CapitalBroker
February 2017 - March 2022 · 5 yrs 1 mo
Acg Wealth INC.
July 2009 - December 2022 · 13 yrs 5 mos
Triad Advisors, INC.Broker
May 2009 - April 2017 · 7 yrs 11 mos
Triad Advisors, INC.
May 2009 - August 2009 · 3 mos
LPL Financial Corporation
October 2004 - May 2009 · 4 yrs 7 mos
LPL Financial CorporationBroker
October 2004 - May 2009 · 4 yrs 7 mos
Wachovia Securities Financial Network, LLC
September 2002 - October 2004 · 2 yrs 1 mo
Wachovia Securities Financial Network, LLCBroker
August 2002 - October 2004 · 2 yrs 2 mos
Morgan Keegan & Company, INC.Broker
January 2001 - August 2002 · 1 yr 7 mos
Tejas Securities Group, INC.Broker
November 1999 - January 2001 · 1 yr 2 mos
State Registrations1 state
GA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.