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Daryl Devillier

26 Years of Experience
Dennis, MA
8 DisclosuresBroker

Daryl Devillier is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dennis, MA, with 26 years of industry experience. Daryl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Dennis, MA

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2023
Pending
Regulatory
July 2018
Final
Customer Dispute
February 2016
Denied
Customer Dispute
October 2012
Withdrawn
Customer Dispute
July 2012
Award / Judgment
Customer Dispute
December 2008
Settled
Customer Dispute
August 2004
Denied
Customer Dispute
March 2002
Settled
Other Business Activities

Daryl owns a single-family real estate property since February 2023. He also mentors high school students about careers in finance, dedicating minimal time to this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2022 - Present · 3 yrs 10 mos
Ameriprise Financial Services, LLC
April 2018 - Present · 8 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, INC.
April 2018 - December 2019 · 1 yr 8 mos
Raymond James & Associates, INC.
November 2006 - May 2018 · 11 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2006 - May 2018 · 12 yrs 1 mo
Morgan Stanley Dw INC.Broker
January 2000 - April 2006 · 6 yrs 3 mos
State Registrations17 states
AKCTFLGAILKYMANCNHNYPARISCTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daryl Devillier - Financial Advisor | TrueAdvisor