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Daryl Devillier

Ameriprise Financial Services, LLC
26 Years of Experience
Springfield, MA
8 DisclosuresBroker
View SEC Summary
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Daryl Devillier is a registered investment advisor at Ameriprise Financial Services, LLC, based in Springfield, MA, with 26 years of industry experience. Daryl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1414 Main St Ste 1800, Springfield, MA, 01144-7067

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2023
Pending
Regulatory
July 2018
Final
Customer Dispute
February 2016
Denied
Customer Dispute
October 2012
Withdrawn
Customer Dispute
July 2012
Award / Judgment
Customer Dispute
December 2008
Settled
Customer Dispute
August 2004
Denied
Customer Dispute
March 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daryl owns a single-family real estate property since February 2023. He also mentors high school students about careers in finance, dedicating minimal time to this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLC
April 2018 - Present · 8 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.
April 2018 - December 2019 · 1 yr 8 mos
Raymond James & Associates, INC.
November 2006 - May 2018 · 11 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2006 - May 2018 · 12 yrs 1 mo
Morgan Stanley Dw INC.Broker
January 2000 - April 2006 · 6 yrs 3 mos
State Registrations17 states
AKCTFLGAILKYMANCNHNYPARISCTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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