Daniel Brock
Daniel Brock is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Anniston, AL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1429 Quintard Avenue, Anniston, AL, 36201
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel owns Ace Vintage Modern, an antique booth at a local antique mall, dedicating a few hours per week. He also works as an independent contractor for F&M Investment Services and as an investment management consultant/financial planner for Independent Retirement Associates, dedicating a significant portion of his time to these roles.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Southtrust Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.