MA
MA
Mike Angelopoulos
26 Years of Experience
Chicago, IL
4 DisclosuresBrokerSells Insurance
Mike Angelopoulos is a registered investment advisor, based in Chicago, IL, with 26 years of industry experience.
Location
200 South Wacker Street, Ste 2500, Chicago, IL, 60606
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Regulatory History (4)
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Employment Separation After Allegations
March 2016Employment Separation After Allegations
February 2007Employment Separation After Allegations
October 2006Customer Dispute
June 2006Denied
Other Business ActivitiesSells Insurance
Mike owns rental property in Chicago and real estate for personal investments in Riverside, IL, dedicating minimal time to these activities. He also works as an agent for B. Riley Wealth Insurance selling fixed insurance, spending a few hours per week, and operates JBT Wealth Management as a DBA for his financial securities business, dedicating full-time hours during trading hours.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
National Securities CorporationBroker
March 2016 - July 2022 · 6 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
July 2015 - April 2016 · 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - April 2016 · 9 mos
Sterne, Agee & Leach, INC.Broker
March 2012 - July 2015 · 3 yrs 4 mos
National Securities CorporationBroker
March 2007 - March 2012 · 5 yrs
Wunderlich Securities, INC.Broker
November 2006 - March 2007 · 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2001 - October 2006 · 5 yrs 7 mos
Auerbach, Pollak & Richardson INC.Broker
December 2000 - March 2001 · 3 mos
American Fronteer Financial CorporationBroker
February 2000 - December 2000 · 10 mos
State Registrations13 states
AZCACTFLGAILMDMONJNYOKTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.