Tom Goodman
Tom Goodman is a registered investment advisor at LPL Enterprise, LLC, based in Bucksport, ME, with 26 years of industry experience. Tom operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
74 Main Street, Suite 300, Bucksport, ME, 04416
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Regulatory History (1)
Customer Dispute
June 2008Other Business ActivitiesSells Insurance
Tom is an independent insurance agent selling disability, fixed annuities, and long-term care insurance, dedicating minimal time. He also owns rental real estate properties and is the owner of Hagas, Inc., an S-Corp, spending minimal time on administrative duties and annual reports.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
Baystate Wealth Management
New England Securities Corporation
New England SecuritiesBroker
LPL Financial LLC
LPL Financial LLCBroker
Edward JonesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.