Edward Smith
Edward Smith is a registered investment advisor at RIA Advisory Group, LLC, based in Des Moines, IA, with 26 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 1,996 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum allowable annual fee is 2%, using a tiered schedule where the rate applies to all managed assets. Fees are negotiable and paid monthly or quarterly in arrears.
Fee Estimator
Location
500 SW 7th Street, Suite 204, Des Moines, IA, 50309
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2015Other Business ActivitiesSells Insurance
Edward works as an agent selling non-variable insurance products since 2018. He dedicates minimal time to this activity during securities trading.
Employment History
Current Registrations
RIA Advisory Group, LLC
Previous Registrations
Visionpoint Advisory Group
LPL Financial LLC
Visionpoint Advisory Group
LPL Financial LLCBroker
Edward Jones
Edward JonesBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Chris Weston, CFP, ChFCRIA Advisory Group, LLC
- Alexander Ricke, CFPCompound Planning, INC.
- Scott Christensen, CFAPrincipal Advised Services
- Jeffrey Birdsley, CFABtc Capital Management
- Adam Shah, CFAPrincipal Securities, INC.
- Anthony Weisshaar, ChFCState Farm Investment Management CORP.