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Kenneth Stafford

26 Years of Experience
Cumberland Foreside, ME
Broker

Kenneth Stafford is a registered investment advisor at LPL Financial LLC, based in Cumberland Foreside, ME, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Cumberland Foreside, ME

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth is involved in several outside business activities. He works at Stafford Advisors providing tax consulting and compliance, and Stafford Financial Services as a DBA for LPL business, dedicating about half his time to each. He also serves as a board member for Portland Air Freight, Inc and Maine Health & Higher Education Facilities Authority, and owns rental real estate.

Employment History
Current Registrations
LPL Financial LLC
March 2018 - Present · 8 yrs 4 mos
LPL Financial LLCBroker
March 2018 - Present · 8 yrs 4 mos
Previous Registrations
Securities America Advisors, INC.
January 2009 - March 2018 · 9 yrs 2 mos
Securities America, INC.Broker
January 2009 - March 2018 · 9 yrs 2 mos
Money Concepts Capital CORP
September 2002 - February 2009 · 6 yrs 5 mos
Money Concepts Capital CORPBroker
February 2000 - February 2009 · 9 yrs
State Registrations27 states
AZCACOCTDEFLGAINKSLAMAMDMEMIMNMOMSNCNHNJNMNYOKPASCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Stafford - Financial Advisor | TrueAdvisor