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Elaine Elliott

25 Years of Experience
Midland, TX
Broker

Elaine Elliott is a registered investment advisor at Wells Fargo Advisors, based in Midland, TX, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

600 N Marienfeld Ste 915, Ste 915, Midland, TX, 79701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elaine is a board member of Paisano Foundation, attending meetings to review finances and investments, dedicating minimal time. She also holds power of attorney for her mother-in-law, spending a few hours per week on this.

Employment History
Current Registrations
Wells Fargo Advisors
June 2015 - Present · 11 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
June 2015 - Present · 11 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2001 - June 2015 · 14 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2000 - June 2015 · 14 yrs 8 mos
State Registrations21 states
AKARAZCACODEFLGAMIMONCNMNVNYOKORTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.