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Andrew Capaccio

New York Life Investment Management LLC
25 Years of Experience
New York, NY
Broker
View SEC Summary
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Andrew Capaccio is a registered investment advisor at New York Life Investment Management LLC, based in New York, NY, with 25 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 933 clients with $120B in assets under management.

New York Life Investment Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
89 advisors
Number of Clients
933 clients
Average Client Portfolio
$129.4M average
Assets Under Management
$120.7B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.80%

Custom separate account management fees typically range from 0.10% to 0.45%. Managed account wrap program fees generally range from 0.25% to 0.80% based on the sponsor, investment strategy, and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

51 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is the Vice President of Kager Holdings LLC, a real estate company, since 2015. He provides advice and guidance on decisions regarding property purchases.

Employment History
Current Registrations
New York Life Investment Management LLC
May 2011 - Present · 15 yrs 5 mos
Nylife Distributors LLCBroker
May 2006 - Present · 20 yrs 5 mos
Nylife Distributors LLC
May 2006 - Present · 20 yrs 5 mos
Previous Registrations
Eagle Strategies LLC
October 2010 - May 2011 · 7 mos
New York Life Investment Management LLC
May 2006 - October 2010 · 4 yrs 5 mos
Oam Avatar LLC
January 2004 - January 2005 · 1 yr
Quasar Distributors, LLCBroker
July 2003 - October 2004 · 1 yr 3 mos
Blackrock Investments, INC.Broker
March 2000 - June 2003 · 3 yrs 3 mos
State Registrations2 states
CANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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