Brian Slade
Brian Slade is a registered investment advisor at LPL Financial LLC, based in South Jordan, UT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
406 W South Jordan Pkwy #200, South Jordan, UT, 84095
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Regulatory History (1)
Customer Dispute
February 2020Other Business ActivitiesSells Insurance
Brian sells fixed insurance through Progressive Planning, LLC, offering fixed life insurance, fixed annuities, and long-term care coverage, dedicating about 10-20% of his time. He also receives commissions and fees from the sale of investment and insurance products through Cave Peak Financial Group, Inc., spending about half his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mony Securities Corporation
Mony Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.