Alan Wolters
Alan Wolters is a registered investment advisor at Cetera Investment Advisers LLC, based in Celina, OH, with 26 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
531 East Market Street, Celina, OH, 45822
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is a CPA at Moorman Harting & Co, dedicating nearly full-time hours to this role. He also works as a financial advisor/partner at Moorman Harting Financial Services, Ltd, spending about 10-20% of his time on financial services and insurance-related duties, including fixed indexed annuity sales.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations8 states
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