KS
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Keith Stempel

25 Years of Experience
Concord, CA
Broker

Keith Stempel is a registered investment advisor, based in Concord, CA, with 25 years of industry experience.

Location

1655 Grant Street, 10th Floor, Concord, CA, 94520-2445

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Keith works full-time as a Senior Regional Consultant for AssetMark, Inc. He also owns rental properties and spends a few hours per week managing short-term rentals through Airbnb.

Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
September 2014 - Present · 12 yrs
Assetmark Brokerage, LLC
September 2014 - Present · 12 yrs
Assetmark, INC.
August 2014 - Present · 12 yrs 1 mo
Previous Registrations
The Elements Financial Group, LLC
December 2012 - August 2014 · 1 yr 8 mos
Capital Brokerage CorporationBroker
April 2008 - September 2012 · 4 yrs 5 mos
Genworth Financial Wealth Management, INC.
March 2004 - September 2012 · 8 yrs 6 mos
Assetmark Capital CorporationBroker
May 2001 - April 2008 · 6 yrs 11 mos
Offroad Securities, INC.Broker
December 1999 - February 2001 · 1 yr 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Keith Stempel - Financial Advisor | TrueAdvisor