Michael Babcock is a registered investment advisor, based in Glen Carbon, IL, with 25 years of industry experience.
Location
11 Glen Ed Professional Park, Glen Carbon, IL, 62034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a township supervisor and board member since 2009. He is also an independent insurance agent for various companies through Babcock & Associates Inc and Babcock Insurance & Financial Services, taking about 10-20% of his time. Additionally, Michael owns rental real estate, is an advisory representative of a RIA, is the treasurer for Madison County Government of Illinois (full-time), and is involved in a securities business through Babcock Financial Group Inc.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
B.B. Graham & Company, INC.Broker
B.B. Graham & Company, INC.
Alton Capital Management, INC.
Alton Securities Group INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Alton Capital Management, INC.
Farmers Financial Solutions, LLCBroker
Investors Brokerage Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.