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Matthew Walker

Wells Fargo Advisors
25 Years of Experience
San Diego, CA
3 DisclosuresBroker
View SEC Summary
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Matthew Walker is a registered investment advisor at Wells Fargo Advisors, based in San Diego, CA, with 25 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

3445 Del Mar Heights Rd, San Diego, CA, 92130

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
Customer Dispute
July 2015
Settled
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2015 - Present · 11 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - June 2015 · 2 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2015 · 2 yrs 8 mos
Chase Investment Services CORP.Broker
February 2010 - October 2012 · 2 yrs 8 mos
Chase Investment Services CORP.
February 2010 - October 2012 · 2 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley
May 2002 - April 2007 · 4 yrs 11 mos
Morgan Stanley Dw INC.Broker
April 2002 - April 2007 · 5 yrs
Prudential Securities IncorporatedBroker
June 2000 - April 2002 · 1 yr 10 mos
National Planning CorporationBroker
November 1999 - May 2000 · 6 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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