Marc Guess
Marc Guess is a registered investment advisor at Cetera Investment Advisers LLC, based in Indianapolis, IN, with 26 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Indianapolis, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marc owns an LLC for business operations and a rental property. He is also treasurer and board member for a non-profit, a supervisor at a property and casualty insurance company, an advisory board member for two educational institutions, and a financial professional for Midtown Financial Advisors. This takes about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Comprehensive Financial Planning Services CORP.
Ifg Network Securities, INC.Broker
PFS Investments INC.Broker
State Registrations11 states
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