Christopher Swanson
Christopher Swanson is a CFP-designated registered investment advisor at Great Valley Advisor Group, LLC, based in Hudson, WI, with 26 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 37,014 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.05% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 0.85% |
Fees for assets over $3,000,000 are negotiable. All tiers and fees are subject to negotiation at the firm's discretion.
Fee Estimator
Location
1200 Hosford Street, Ste 202, Hudson, WI, 54016
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is an officer in charge of strategic management at Dunn Bros Coffee, spending minimal time. He also provides investment advisory services through Summit Investment Advisory Services and Great Valley Advisor Group, and is involved with Innovative Planning Group (IPG), dedicating nearly full-time hours to these activities. Christopher also owns IPG Risk Management LLC, which appears to involve non-variable insurance, and spends a few hours per week on it.
Employment History
Current Registrations
Great Valley Advisor Group, LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Summit Investment Advisory Services
Waddell & Reed
Waddell & Reed, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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