Mark Gowen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Redding, CA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

376 Hartnell Avenue, Suite A, Redding, CA, 96002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is an independent contractor and financial advisor for Ball Jones Gans and Gowen Financial Services, dedicating minimal time. He also serves as a named executor and successor trustee on his parents' trust, which is investment-related and requires minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.Broker
May 2003 - Present · 23 yrs 2 mos
Previous Registrations
Raymond James Financial Services
May 2003 - January 2009 · 5 yrs 8 mos
A. G. Edwards & Sons, INC.
March 2001 - July 2003 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
January 2000 - July 2003 · 3 yrs 6 mos
State Registrations12 states
ARCAFLGAIDNMORTNTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Gowen - Financial Advisor | TrueAdvisor