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Mark Militello

Independent Financial Group, LLC
26 Years of Experience
Corpus Christi, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Militello is a registered investment advisor at Independent Financial Group, LLC, based in Corpus Christi, TX, with 26 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Corpus Christi, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is a 5% owner of Toroso Financial Group and 100% owner of Militello Wealth Management LLC, both used for business, tax, and investment purposes. He also works as an insurance agent, dedicating minimal time to this activity.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
July 2021 - Present · 5 yrs 3 mos
Independent Financial Group, LLC
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2017 - July 2021 · 3 yrs 8 mos
Cetera Advisor Networks LLCBroker
November 2017 - July 2021 · 3 yrs 8 mos
Girard Securities, INC.Broker
January 2009 - November 2017 · 8 yrs 10 mos
Girard Securities, INC.
January 2009 - November 2017 · 8 yrs 10 mos
Next Financial Group, INC.
February 2008 - January 2009 · 11 mos
Next Financial Group, INC.Broker
May 2007 - January 2009 · 1 yr 8 mos
United Global Securities, INC.Broker
December 1999 - May 2007 · 7 yrs 5 mos
State Registrations13 states
AZCACTFLMAMNNJOHRITNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Mark Militello - Financial Advisor | TrueAdvisor