Neil Schmerling
Neil Schmerling is a CFP, PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Jenkintown, PA, with 26 years of industry experience. Neil is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
261 Old York Road, Suite 514, Jenkintown, PA, 19046
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Regulatory History (1)
Customer Dispute
December 2021Other Business ActivitiesSells Insurance
Neil is a landlord, a CPA, the owner of The Schmerling Group and Schmerling Financial Group (where he spends full-time), and the President of Rodef Sholom Congregation. Neil also sells fixed index annuities and represents Standard Insurance for disability insurance.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Schmerling Financial Group, LLC
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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