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Deborah Towers

Commonwealth Financial Network
26 Years of Experience
Denver, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Deborah Towers is a registered investment advisor at Commonwealth Financial Network, based in Denver, CO, with 26 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

469 S Cherry Street, Suite 210, Denver, CO, 80246

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History

Regulatory History (1)
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Criminal
June 1982
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Deborah owns Towers WM, LLC to facilitate securities, advisory, and insurance business, dedicating about 20% of her time. She also engages in fixed insurance sales and provides tax preparation, accounting, payroll, and bill pay services through Towers Wealth Management, Inc., taking about half of Deborah's time.

Employment History
Current Registrations
Commonwealth Financial NetworkBroker
May 2020 - Present · 6 yrs 5 mos
Commonwealth Financial Network
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
Avantax Advisory Services
July 2004 - May 2020 · 15 yrs 10 mos
Avantax Investment Services, INC.Broker
January 2000 - May 2020 · 20 yrs 4 mos
State Registrations30 states
ALARAZCACOFLGAHIIAIDILINKSLAMOMTNCNENJNMNVNYOHOKORTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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