Stephen Tufts is a CFA-designated registered investment advisor at Rising Sun Investment Advisers, based in Tucson, AZ, with 12 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.20% |
Fees may be negotiable or waived at the firm's discretion.
Fee Estimator
Location
Tucson, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen serves as trustee for his mother's and father's trusts. These investment-related activities require minimal time.
Employment History
Current Registrations
Rising Sun Investment Advisers
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
State Registrations1 state
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