Samant Sharma
Samant Sharma is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Clearwater, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
26301 Us Highway 19 N, Clearwater, FL, 33761
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2009Other Business Activities
Samant is a general partner in Pelican Properties and Investments, LLC, formed to collect rental income and handle property management expenses, dedicating minimal time. Samant also owns rental property, with the rent going to his LLC, spending a few hours per week on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.