TrueAdvisor
TrueAdvisor
MS
CFP
MS
CFP

Marcus Seiter

LPL Financial LLC
26 Years of Experience
Tempe, AZ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Marcus Seiter is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tempe, AZ, with 26 years of industry experience. Marcus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

960 W. Elliot Road Ste 114, Tempe, AZ, 85284

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Marcus is a notary, sells non-variable insurance, owns rental real estate, and has a business entity for tax/investment purposes. He also works at a law firm doing estate planning about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
October 2024 - Present · 2 yrs
LPL Financial LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Osaic Wealth, INC.
January 2024 - October 2024 · 9 mos
Osaic Wealth, INC.Broker
January 2024 - October 2024 · 9 mos
Woodbury Financial Services, INC.
March 2019 - January 2024 · 4 yrs 10 mos
Woodbury Financial Services, INC.Broker
March 2019 - January 2024 · 4 yrs 10 mos
Questar Asset Management, INC.
August 2010 - March 2019 · 8 yrs 7 mos
Questar Capital CorporationBroker
August 2010 - March 2019 · 8 yrs 7 mos
Aig Financial Advisors, INC.
January 2007 - January 2007 · 0 mos
Rg Capital Investment Advisory Services, LLC
March 2006 - August 2010 · 4 yrs 5 mos
Sagepoint Financial, INC.Broker
October 2005 - August 2010 · 4 yrs 10 mos
Sunamerica Securities, INC.Broker
August 2005 - October 2005 · 2 mos
Sunamerica Securities, INC.Broker
July 2005 - July 2005 · 0 mos
Ameritas Investment CORP.Broker
October 2003 - September 2005 · 1 yr 11 mos
The Advisors Group, INC.Broker
December 1999 - October 2003 · 3 yrs 10 mos
State Registrations16 states
AKALARAZCACOILMONMNVNYSCSDTNUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Tempe, AZ →All financial advisors in Arizona →