Farrel Carlson
Farrel Carlson is a registered investment advisor at Osaic Wealth, INC., based in Bismarck, ND, with 29 years of industry experience. Farrel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
419 Riverwood Dr, Ste 102, Bismarck, ND, 58504
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2009Customer Dispute
May 2007Customer Dispute
December 2002Other Business ActivitiesSells Insurance
Farrel owns and rents out Carlson Farms for income since 1975. Farrel is also involved in LTC, term, whole life, and permanent life insurance sales, dedicating about 10-20% of their time to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.