Peter Sterling is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 12 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2018 - Present · 7 yrs 10 mos
Neuberger Berman Bd LLC
February 2018 - Present · 8 yrs 3 mos
Neuberger Berman Bd LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Kbc Adirondack Electronic Markets LLCBroker
October 2000 - February 2001 · 4 mos
Kbc Financial Products USA, INC.Broker
December 1999 - April 2004 · 4 yrs 4 mos
State Registrations4 states
CADENYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.