MS
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Michael Stanley

24 Years of Experience
Philadelphia, PA
Broker

Michael Stanley is a registered investment advisor at Janney Montgomery Scott LLC, based in Philadelphia, PA, with 24 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

1717 Arch Street, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
November 2022 - Present · 3 yrs 6 mos
Janney Montgomery Scott LLC
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
November 2011 - November 2022 · 11 yrs
Morgan Stanley
November 2011 - November 2022 · 11 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - November 2011 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - November 2011 · 3 yrs 5 mos
Quasar Distributors, LLCBroker
February 2007 - November 2007 · 9 mos
Citco Mutual Fund Distributors, INC.Broker
January 2002 - November 2006 · 4 yrs 10 mos
Securities America, INC.Broker
August 2000 - September 2001 · 1 yr 1 mo
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.