Charles Allain is a registered investment advisor at LPL Financial LLC, based in Lafayette, LA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Lafayette, LA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles is considering adding a rental property to his home and renting it to college students, dedicating about a quarter of his time to this endeavor. He may also act as a successor trustee for his sister, spending minimal time on this potential fiduciary role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Invest Financial CorporationBroker
Countrywide Investment Services, INC.Broker
Hibernia Investments, L.L.C.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.