Brent Regaldi is a registered investment advisor, based in Malvern, PA, with 21 years of industry experience.
Location
100 Vanguard Blve, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brent is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be his primary employment.
Employment History
Current Registrations
Vanguard Marketing Corporation
August 2021 - Present · 4 yrs 9 mos
Vanguard Marketing CorporationBroker
August 2021 - Present · 4 yrs 9 mos
Vanguard Advisers, INC.
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Macquarie Investment Management Business Trust
April 2020 - December 2020 · 8 mos
Delaware Capital Management Advisers, INC
October 2011 - April 2020 · 8 yrs 6 mos
Delaware Distributors, L.P.Broker
October 2011 - December 2020 · 9 yrs 2 mos
Needham & Company, LLCBroker
February 2010 - December 2010 · 10 mos
Ryan Beck & CO.Broker
September 2005 - January 2007 · 1 yr 4 mos
Banc of America Securities LLCBroker
November 2000 - September 2005 · 4 yrs 10 mos
Prudential Securities IncorporatedBroker
February 2000 - October 2000 · 8 mos
State Registrations3 states
NJPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.