Thomas Barton
Thomas Barton is a registered investment advisor at Packerland Brokerage Services, INC., based in Oconomowoc, WI, with 25 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 4,245 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Packerland offers several investment management options:
- Individual Portfolio Management: Fees are a percentage of your portfolio, up to a maximum of 2.5% per year.
- Co-Advisory Programs: You'll pay program fees in addition to Packerland's advisory fee (up to 2.5% of your assets). These fees cover the third-party money manager's investment advisory services, potentially as part of a bundled fee arrangement.
- Hilltop/Envestnet Programs: Most programs have a unified fee covering the platform, manager, and Packerland's advisory services. Some fees, like those for transactions executed away from Hilltop, are charged separately.
- Solicitor Program: You'll pay a management fee to the third-party money manager, which Packerland shares. You won't pay a separate fee to Packerland.
Location
784 Summit Ave, Oconomowoc, WI, 53066
Get directionsHistory
Regulatory History (2)
Regulatory
May 2022Customer Dispute
November 2019Other Business ActivitiesSells Insurance
Thomas works as an insurance agent for Brokers International Mountain States, selling life, health, fixed indexed annuities, LTC, and disability insurance, dedicating a few hours per week. He also sells life insurance, health insurance, long term care insurance, disability insurance, and fixed/fixed indexed annuities through Highland Capital Brokerage.
Employment History
Current Registrations
Packerland Brokerage Services, INC.
Packerland Brokerage Services, INC.Broker
Previous Registrations
Freedom Investors CORP.Broker
Freedom Investors CORP.
World Group Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.