Lisa Gesin is a registered investment advisor at Worth Financial Group INC., based in Dallas, TX, with 25 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 55 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Worth Financial Group charges fees based on a percentage of the value of your portfolio. This percentage is negotiated between you and your advisor. The fee is calculated monthly and deducted from your account the following month. There is a minimum account value of $25,000, but Worth may waive this. There is also a minimum annual fee between $500 and $600. Worth Investment Advisor Representatives may charge a fixed annual rate not to exceed 2.0% (or 0.40% to 1.00%, but not to exceed 2%).
Location
16660 Dallas Parkway Suite 2200, Dallas, TX, 75248
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lisa is a sole proprietor of Gesin Consulting, offering compliance and supervision services for B/D, RIA, and MA firms, dedicating nearly full-time hours to this since 2006. She also serves as CCO for Worth Asset Management, an IA firm, spending a few hours per week on compliance and supervision duties.
Employment History
Current Registrations
Worth Financial Group INC.
Worth Financial Group INC.
Worth Financial Group INC.Broker
Previous Registrations
Lone Star Pace
Community Development Associates, LLC.
Edi Financial, INC.Broker
Edi Investment Advisor Corporation
Lion Street Financial, LLCBroker
Swbc Investment Services, LLCBroker
Sunbelt Securities
Sunbelt Securities, INC.Broker
Fiserv Investor Services, INC.Broker
Tradestar Investments,inc.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.