Mark Pruitt
Mark Pruitt is a registered investment advisor at Ae Wealth Management, LLC, based in Carrollton, TX, with 12 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 128,073 clients with $50B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable and set by individual investment advisor representatives up to a maximum annual rate of 2.50% (rates above 2.0% require compliance approval).
Fee Estimator
Location
4425 Plano Pkwy, Ste 101, Carrollton, TX, 75010
Get directionsHistory
Regulatory History (1)
Regulatory
August 2009Other Business ActivitiesSells Insurance
Mark is the owner and president of Strategic Estate Planning Services, Inc., where he sells insurance, dedicating about half of his time. He is also an Investment Adviser Representative at Secure Investment Management, LLC, spending a few hours per week, and a board member for Mustang Ridge Office Complex, spending minimal time.
Employment History
Current Registrations
Ae Wealth Management, LLC
Previous Registrations
Global Financial Private Capital, LLC
1717 Capital Management CompanyBroker
Nylife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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