EA
EA

Elizabeth Appel

25 Years of Experience
Pittsburgh, PA
Broker

Elizabeth Appel is a registered investment advisor at Federated Securities CORP., based in Pittsburgh, PA, with 25 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
N/A
Firm Size
224 advisors
IM Fee
Planning only
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Location

1001 Liberty Avenue, Pittsburgh, PA, 15222-3779

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Federated Securities CORP.Broker
November 2019 - Present · 6 yrs 10 mos
Federated Securities CORP.
November 2019 - Present · 6 yrs 10 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
June 2007 - November 2019 · 12 yrs 5 mos
Janney Montgomery Scott LLC
June 2007 - November 2019 · 12 yrs 5 mos
Federated Investment Counseling
May 2002 - June 2007 · 5 yrs 1 mo
Federated Securities CORP.Broker
January 2001 - June 2007 · 6 yrs 5 mos
Dean Witter Reynolds INC.Broker
August 2000 - January 2001 · 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.