Roger Sullivan
Roger Sullivan is a registered investment advisor at Raymond James & Associates, INC., based in Baton Rouge, LA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
7350 Jefferson Hwy, Suite 490, Baton Rouge, LA, 70806
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger is the Chair of the Board for The Ada Sullivan Chandler Foundation and The Joy Louise Sullivan Foundation, both non-profits. He manages the assets and funds for these foundations, dedicating minimal time to each.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.Broker
State Registrations25 states
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