Owen Bregman
Owen Bregman is a registered investment advisor at Essex Financial Services, INC., based in Southport, CT, with 25 years of industry experience. Owen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 2,963 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Essex Financial charges a percentage of your portfolio annually for wealth management services. The exact percentage ranges from 0.50% to 1.50% depending on the complexity of your situation, the amount you invest, and your overall relationship with Essex Financial. Fees are paid quarterly in advance. Additional fees are charged for third-party managed account programs, not to exceed 2.00% in total.
Location
30 Jelliff Ln, Suite 202, Southport, CT, 06890
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Owen is a co-advisor at Essex Financial, spending a few hours per week. He is also a managing partner at Fiondella, Milone& LaSaracina, LLP, a CPA firm, dedicating nearly full-time hours. Additionally, Owen works as an independent insurance agent, spending a few hours per week.
Employment History
Current Registrations
Essex Financial Services, INC.
Previous Registrations
The Leaders Group, INC.Broker
The Leaders Group, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Bregman & Company, P.C.
LPL Financial LLC
LPL Financial LLCBroker
Cibc World Markets CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.