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CFP
JI
CFP

Justin Irving

Irving Advisory Group, LLC
26 Years of Experience
San Marcos, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Justin Irving is a CFP-designated registered investment advisor at Irving Advisory Group, LLC, based in San Marcos, CA, with 26 years of industry experience. Justin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 47 clients with $17M in assets under management.

Irving Advisory Group, LLC
Compensation
N/A
Firm Size
1 advisor
Number of Clients
47 clients
Average Client Portfolio
$365K average
Assets Under Management
$17.1M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.99%
$500K - $1.0M0.80%
$1.0M - $1.5M0.70%
$1.5M+0.70%

Fees are negotiable. Clients also pay mutual fund expense ratios ranging from 0.32% to 0.49% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 E San Marcos Blvd., Suite 400, San Marcos, CA, 92069

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2000
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Justin owns Irving Financial & Insurance Solutions, dedicating about 10-20% of his time to fixed insurance sales since 1997. He also owns Irving Tax & Financial since 2006, spending approximately 66 hours per month on tax preparation and light bookkeeping.

Employment History
Current Registrations
Irving Advisory Group, LLC
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Crown Capital Securities, L.P.
February 2011 - September 2012 · 1 yr 7 mos
Crown Capital Securities, L.P.Broker
February 2011 - September 2012 · 1 yr 7 mos
Qa3 Financial LLC
August 2009 - February 2011 · 1 yr 6 mos
Qa3 Financial CORP.Broker
July 2009 - February 2011 · 1 yr 7 mos
Crown Capital Securities, L.P.Broker
January 2004 - July 2009 · 5 yrs 6 mos
Mutual Securities, INC.Broker
December 2003 - January 2004 · 1 mo
Metropolitan Investment Securities, INC.Broker
June 2000 - December 2003 · 3 yrs 6 mos
Interfirst Capital CorporationBroker
April 2000 - June 2000 · 2 mos
San Clemente Securities, INC.Broker
December 1999 - April 2000 · 4 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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