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Thomas Ryder

40 Years of Experience
Hyannis, MA
3 DisclosuresSells Insurance

Thomas Ryder is a registered investment advisor at Tga Capital Management, based in Hyannis, MA, with 40 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 125 clients with $33M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
125 clients
Average Client Portfolio
$261K average
Assets Under Management
$32.6M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Minimum Annual Fee:$500

TGA Capital Management's annual advisory service fee is based on a percentage of your investments. The exact percentage depends on the type of investments (equities or fixed income) and the total amount invested. The fee is billed quarterly. The minimum annual fee is $500, but this is negotiable. Fees are adjusted based on deposits and withdrawals.

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Location

297 North Street, Hyannis, MA, 02601

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 1998
Final
Criminal
March 1976
Final Disposition
Employment Separation After Allegations
May 1975
Other Business ActivitiesSells Insurance

Thomas is an insurance agent. This activity is not investment-related.

Employment History
Current Registrations
Tga Capital Management
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Capitol Securities Management, INC.Broker
January 2004 - January 2006 · 2 yrs
Capitol Advisory CorporationBroker
August 1999 - December 2003 · 4 yrs 4 mos
Pruco Securities CorporationBroker
July 1993 - September 1999 · 6 yrs 2 mos
Brewster Securities INC.Broker
May 1986 - June 1993 · 7 yrs 1 mo
Waddell & Reed, INC.Broker
November 1975 - November 1976 · 1 yr
Ids Life Insurance CompanyBroker
January 1973 - December 1975 · 2 yrs 11 mos
Ids Marketing CorporationBroker
January 1973 - December 1975 · 2 yrs 11 mos
Investors Diversified Services, INC.Broker
January 1973 - December 1975 · 2 yrs 11 mos
State Registrations1 state
MA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.