Marisa Pollard is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
One Financial Plaza, 19th Floor, Providence, RI, 02903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Marisa serves as a Trustee/Co-Trustee for a trust in East Greenwich, Rhode Island, since August 2021. This involves investment decisions/advice and check signing/funds disbursements, taking minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Loomis Sayles Distributors, L.P.Broker
Bny Esi & CO., INC.Broker
State Registrations42 states
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