Michael Smith
Michael Smith is a registered investment advisor at Highpoint Planning Partners, based in Bolingbrook, IL, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 9,258 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.20% |
Annual asset management fees range from 0% to 2.20% and are negotiable. LPL sponsored advisory programs have separate fee schedules with maximum annual fees ranging from 1.35% to 2.95%.
Fee Estimator
Location
440 West Boughton, Suite 208B, Bolingbrook, IL, 60440
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2012Customer Dispute
April 2008Employment Separation After Allegations
June 2003Other Business Activities
Michael is associated with HighPoint Planning Partners as a DBA for LPL business, dedicating about half their time. Michael is also associated with HighPoint Advisory Group, LLC as a Registered Investment Advisor, dedicating nearly full-time.
Employment History
Current Registrations
Highpoint Planning Partners
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Highpoint Planning Partners
Level Four Advisory Services
Investment Professionals, INC.
Investment Professionals, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Pruco Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Billy Hearth, CFPEdward Jones
- Osman Arain, CFAEvansbrook Capital Management