Holly Lockley
Holly Lockley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Nashville, TN, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
424 Donelson Pike, Nashville, TN, 37214
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Holly works as a registered sales assistant for Pinnacle Asset Management, dedicating about half of her time to this role. She also works for Pinnacle Financial Partners, spending minimal time there as a registered sales assistant.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
CUNA Brokerage Services, INC.Broker
Simmers Capital Management CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.