Martin Lau is a registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Honolulu, HI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Martin owns Martin H. Lau, LLC for tax/investment purposes and operates two DBAs for his LPL business: Lau Financial Consulting and Lau Wealth Management, dedicating full-time hours to these. He also manages rental real estate, works for rideshare and delivery apps, and does tax preparation/accounting.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
National Asset Management, INC.
National Securities CorporationBroker
LPL Financial LLC
LPL Financial LLCBroker
Fidelity Brokerage Services LLCBroker
Edward JonesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.