CFA

James Herrington

24 Years of Experience

Pittsburgh, PA

1 Disclosure

James Herrington is a CFA-designated registered investment advisor at Herrington Investment Solutions, based in Pittsburgh, PA, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 8 clients with $5.6M in assets under management.

Herrington Investment Solutions

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

1 advisor

IM Fee

Planning only

Assets Under Management

$5.6M

Location

Pittsburgh, PA

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2010

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

James is employed full-time as an Investment Officer for the West Virginia Investment Management Board, managing private and public equity investments. He dedicates approximately 150 hours per month to this role, including 100 hours during securities trading hours.

Employment History

Current Registrations

Herrington Investment Solutions

December 2002 - Present · 23 yrs 5 mos

Previous Registrations

Rochdale Investment Management

March 2001 - April 2002 · 1 yr 1 mo

State Registrations4 states

CANVOHPA

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

More financial advisors in Pittsburgh, PA →All financial advisors in Pennsylvania →