Kathy Clay is a registered investment advisor, based in Virginia Beach, VA, with 22 years of industry experience.
Location
948 Laskin Rd, Ste 300, Virginia Beach, VA, 23451
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
September 2022 - Present · 3 yrs 10 mos
Truist Advisory Services, INC.
September 2022 - Present · 3 yrs 10 mos
Truist Investment Services, INC.Broker
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2005 - September 2022 · 17 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2005 - September 2022 · 17 yrs
American Express Financial Advisors INC.Broker
September 2003 - April 2005 · 1 yr 7 mos
Ids Life Insurance CompanyBroker
September 2003 - April 2005 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
November 2002 - August 2003 · 9 mos
State Registrations41 states
AZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHORPASCSDTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.