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Carrie Topel

26 Years of Experience
Red Bank, NJ
Broker

Carrie Topel is a registered investment advisor at Cetera Investment Advisers LLC, based in Red Bank, NJ, with 26 years of industry experience. Carrie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

30 Broad Street Ste. 2, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carrie works at Topel and Silver CPAs, a CPA firm, earning $70,000 per year.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
November 2007 - Present · 18 yrs 6 mos
Cetera Advisors LLC
November 2007 - Present · 18 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
November 2007 - March 2024 · 16 yrs 4 mos
New England Securities Corporation
July 2002 - September 2007 · 5 yrs 2 mos
New England SecuritiesBroker
November 2001 - September 2007 · 5 yrs 10 mos
Financial Network Investment CorporationBroker
October 2000 - November 2001 · 1 yr 1 mo
1st Global Capital CORP.Broker
January 2000 - November 2000 · 10 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carrie Topel - Financial Advisor | TrueAdvisor